NIKKO CORDIAL CORPORATION

The Company’s principal activities are involved in capital market trading and investment banking. The operations are carried out through Financial and Banking Services Division. The Financial and Banking services include equity and bond dealing, underwriting, distributing and brokering, investment advisory services, assets management, technology, Internet banking, merchant banking, intelligent services, market development in all major capital markets and assistance services in listing or raising funds for non-Japanese companies in the Tokyo market. The Company was founded on July 7, 1918 and incorporated on April 1, 1944. It renamed its trade name to present name in October 2001. Its shares was listed in Toyko Stock Exchange 2nd Section (TSE2), Osaka Securities Exchange 2nd Section (OSE2) & Nagoya Stock Exchange 2nd Section (NSE2) in October 1961. Its shares listings was transferred to TSE1, OSE1 & NSE1 in February 1970. Its shares also listed in Singapore Stock Exchange in October 1990. The Company, headquartered in Tokyo. The Company becoming a wholly owned subsidiary of Citigroup Japan Holdings Ltd on January 23, 2008 and delisted from Tokyo Stock Exchange and other stock markets.
Nikko Cordial Corporation is a private holding company engaged in the provision of financial services in the securities-related field in Japan and other foreign countries. The company was incorporated in July 1918. It was formerly known as Nikko Securities Co, Ltd. The registered head office of the company is located in Chuo-ku, Tokyo.
Nikko Cordial Corporation serves as a major Japanese brokerage enterprise that primarily offers securities services that meet the diverse needs of society ranging from fund-raising to asset management. The company provides retail banking, asset management, investment and merchant banking services. It also develops business strategies, distributes management resources, and controls its group companies in order to enhance its expertise and provide customers with top quality financial services. The company is active in Asia, Oceania, North America, and Europe. It employs more than 185 people and operates under the supervision and management of Douglas Peterson, Chairman.
Nikko Cordial Corporation serves as one of subsidiaries of Citigroup Inc., one of the largest groups in the world according to Forbes Global 2000 in March 2007 that provides financial services with headquarters based in New York City.

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Group or Branch:

Address:
6-5, Nihonbashi Kabuto-cho, Chuo-ku TOKYO, JAPAN
Phone/Fax:
81 3 56 44 45 43
81 3 56 44 45 55

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